EMBA 514 - Required Readings and Related Bibliography for  session titled "Securities Regulation

                      and Sarbanes- Oxley"

Required Readings

Government Regulation of Accountants: The PCAOB Enforcement Process,  Journal of Legal, Ethical and Regulatory Issues, forthcoming, by Jerry Wegman.

Impact  of the Sarbanes-Oxley Act on Accountant Liability", Journal of Legal, Ethical and Regulatory Issues, 2007, by Jerry Wegman.

Public Statement by SEC Chairman Harvey L. Pitt, January 23, 2002

The Laws That Govern the Securities Industry, U. S. SEC website

SEC Votes To Soften Scope of Audit Law,  Washington Post Thursday, May 24, 2007.
 

Related Bibliography

Is it Time to Wind Up the Securities Act of 1933? Regulation Magazine, Winter 2006.