EMBA 514 Lecture/Discussion Outlines for Session "Securities Regulation and Sarbanes-Oxley", November 3, 2007.

1.  Introduction to government regulation and to securities regulation, 7:30 - 8:20

2.  The Securities Act of 1933, 8:30 - 9:20

3.  The Securities Exchange Act of 1934, 9:30 - 10:20

4.  The Securities Exchange Act of 1934, 10:30 - 11:20

5.  Auditor regulation before and after Sarbanes-Oxley, 11:30 - 12:20